DERIVATIVES LAW AND REGULATION ASPEN SELECT SERIES

Download Derivatives Law And Regulation Aspen Select Series ebook PDF or Read Online books in PDF, EPUB, and Mobi Format. Click Download or Read Online button to DERIVATIVES LAW AND REGULATION ASPEN SELECT SERIES book pdf for free now.

The Law Of Derivatives

Author : Simon James
ISBN : 9781317811312
Genre : Law
File Size : 33.95 MB
Format : PDF, Kindle
Download : 516
Read : 1085

This volume focuses on the legal risks arising in English law in the course of derivatives transactions. It discusses the following issues: the legal risks arising in the negotiation and conduct of derivatives transactions; the regulation of the derivatives market; the capacity to enter into derivatives transactions and the standard term upon which this is done; the consequences of default by a counterparty; and the standard terms on which derivatives are entered into, particularly the ISDA Master Agreement.
Category: Law

Eu Securities And Financial Markets Regulation

Author : Niamh Moloney
ISBN : 9780191641220
Genre : Law
File Size : 25.2 MB
Format : PDF, Docs
Download : 638
Read : 221

The Global Financial Crisis has re-ordered how the EU intervenes in the EU financial market, both with respect to regulation and with respect to supervision. After 5 years of a behemoth reform agenda, the new landscape is now clear. Rule-making power has decisively moved to the EU and radical reforms have been made to the organization of supervision. EU Securities and Financial Markets Regulation provides the first comprehensive, critical, and contextual account of the vast new rule-book which now applies to the EU financial market in the aftermath of the seismic reforms which have followed the financial crisis. Topics covered in-depth include the AIFMD, EMIR, the Short Selling Regulation, the new market abuse and transparency regimes, the rating agency regime, the UCITS IV-VI reforms, and MiFID II/MiFIR; the analysis is wide-reaching, extending to secondary legislation and relevant soft law. The book also examines the far-reaching institutional changes which have followed and considers in detail the role and impact of the European Securities and Markets Authority and the potential impact of the Single Supervisory Mechanism for euro area banks on the supervision of the EU financial market. EU Securities and Financial Markets Regulation is the third edition of the highly successful and authoritative monograph first published as EC Securities Regulation. Almost entirely recast and re-written from the 2008 second edition to reflect the changes wrought by the Global Financial Crisis, it adopts the in-depth contextual and analytical approach of earlier editions and so considers the market, political, international, institutional, and constitutional context of the new regulatory and supervisory regime, and the underlying forces which have (and will continue to) shape it.
Category: Law

Securities Regulation

Author : James D. Cox
ISBN : 9781454885665
Genre : Law
File Size : 81.60 MB
Format : PDF, ePub
Download : 648
Read : 382

The national reputation of the authors, their balance of practice and doctrine, and a highly teachable structure have all made Securities Regulation: Cases and Materials the best-selling text in the field. Applauded for excellent coverage of the 1934 and 1935 Acts, the text remains sophisticated yet not intimidating. Modular chapters adapt to a variety of teaching styles, giving the instructor flexibility in course design. Well-written, interesting problems expose students to theory as well as the practical issues that impact investors. New to the Eighth Edition: The casebook fully integrates all the newly adopted exemptions such as Regulation A, Crowdfunding, and the newly enacted resale exemption Section 4(a)(7) along with problems developed to illustrate their operation Complete reworking of exemption chapter, including new material and problems on Regulation A+, Crowdfunding, and relaxation of solicitation restrictions for certain Rule 506 offerings Examines market developments such as Unicorns and the disappearance of listings in the U.S. and abroad Changes in underwriting processes with emphasis given to role of research reports in promoting public offerings Compete treatment of the Supreme Court’s 2014 Halliburton decision, and the post-Halliburton developments on proving price distortion and pleading loss causation Thorough treatment of the Supreme Court’s Omnicare decision on liability for statements of opinion Materials and problems on proxy regulation, particularly in the aftermath of the Walmart case under Rule 14a-8 Materials on insider trading tipper-tippee liability in the aftermath of Newman and Salman Contemporary problems facing hedge funds, investment advisers and mutual funds New material on post-Morrision developments affecting extraterritorial application of securities laws New material and problems on real estate as securities including the Ninth Circuit's Salameh decision
Category: Law

The Law And Regulation Of Central Counterparties

Author : Jiabin Huang
ISBN : 9781847316097
Genre : Law
File Size : 44.9 MB
Format : PDF, ePub, Docs
Download : 700
Read : 790

The Law and Regulation of Central Counterparties provides a detailed analysis of the legal and regulatory aspects of Central Counterparties (CCPs) with an introduction to their role and functions in modern financial markets. The book begins by describing in detail basic elements of modern post-trade infrastructure, exploring the modern functional and operational aspects of CCPs in the markets. It moves on to discuss the relationships between CCPs and their members, and clients of clearing members as non-members, legal issues concerning collateralisation, netting and set-off, and default arrangements that are primarily embedded in the form of the rules and regulations of CCPs. With regard to regulatory issues, the book examines the regulatory framework with reference to the UK and the EU. As to the case for a single CCP for various different types of markets, the analysis covers the advantages and disadvantages of CCP clearing and carries out an assessment of the risks and benefits of a single multi-market CCP.
Category: Law

Corporate Finance

Author : Robert J. Rhee
ISBN : 9781454877622
Genre : Law
File Size : 46.73 MB
Format : PDF, ePub, Docs
Download : 988
Read : 864

Corporate Finance provides coverage in a more concrete and problem-based approach than other books on the market. Robert J. Rhee distinguishes this casebook from other fine books in the field in a number of important ways. This book is interdisciplinary in nature, providing essential coverage of the basic concepts of accounting and finance needed for a business lawyer to understand the economics of the transaction. Additionally, the text facilitates ease of learning and teaching, avoiding excerpting technically dense academic writings in finance and economics, which can intimidate students and teachers. It further provides a basic understanding of financial instruments to prepare students for corporate practice, including many examples of actual financial contract terms and other transactional documents taken from various sources. Features: In depth coverage of accounting, finance, valuation, and capital markets in an accessible manner Inclusion of transactional documents and focus on financial contracts Generous use of graphics, tables, and charts to organize and convey complex information Accessibility of materials Business school-style case studies at the end of some chapters
Category: Law

Derivatives Regulation

Author : Philip McBride Johnson
ISBN : 9780735533363
Genre : Business & Economics
File Size : 83.88 MB
Format : PDF
Download : 731
Read : 254

For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic.Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets.Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including:Distinguishing between regulated and unregulated derivatives¿and knowing which rules to applyThe significant roles of the SEC and the federal laws in regulating derivativesMeeting standards for exemption or other reliefThe workings of the derivatives markets and the rules applicable to tradingRegistration, reporting, and disclosure requirements applicable to commodities professionalsCriteria for publicly traded futures and commodity optionsRules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitionsCustomer protections, the CFTC¿s reparations program, arbitration programs, and private rights of action in the courts
Category: Business & Economics

Derivatives

Author : Robert D. Aicher
ISBN : 0735589844
Genre : Derivative securities
File Size : 50.33 MB
Format : PDF, ePub
Download : 766
Read : 1039

Derivatives have evolved into a day-to-day financing tool and have become a huge segment of available financial products. Currently, the derivatives market totals $531 trillion, well above its $106 trillion level of 2002. For anyone providing legal advice on derivatives, there is the need to understand a bewildering number of complicated financial products, a patchwork of regulation by the Securities and Exchange Commission and the Commodity Futures Trading Commission, and contractual standards established by the International Swaps and Derivatives Association. Recent market events have heightened the need for a greater understanding of the legal aspects of these exotic, and, as we have recently learned, often toxic financial instruments. The brand-new Derivatives: Legal Practice and Strategies brings you up-to-date with current regulations and helps you stay in compliance with all the legal requirements related to derivatives. Derivatives: Legal Practice and Strategies is your practical guide to managing the legal details associated with derivatives. This brand-new resource covers all common forms of derivatives and related legal issues, including: Over-the-Counter and Exchange-Traded Securities Derivatives Commodities Regulation and Derivatives The ISDA Master Agreement Collateral Disaster Planning Use of Derivatives in Finance and Structured Finance Transactions Interest Rate Derivatives Cross-Currency Swaps Credit Derivatives Equity Derivatives Total Return Swaps Weather Derivatives Catastrophe Derivatives and other emerging instruments
Category: Derivative securities